Investor adviser disclaimer

Investment Advisory (IA) services shall be provided to you by a specific division of A2legacy Capital Services Limited (“A2legacy IA Division”), which will be segregated from and maintain an arm’s length relationship with the other divisions of A2legacy Capital Services Limited which are engaged in stock broking, Portfolio Management Services, Merchant Banking, Research Analyst and distribution business.
Investment Advisory services shall be provided to you only after the A2legacy IA Division assesses your risk profile and suitability of the product.
If you wish to avail the investment advisory services of the A2legacy IA Division, you will be required to:
◦ complete the risk profiling and know-your-client (KYC) form in the manner prescribed by A2legacy
◦ update the risk profiling and KYC information periodically as required by A2legacy
◦ keep the investment advisory division updated of any change in your status or other factors which may impact your risk profile
You will not be under any obligation to avail the stock broking, depository and distribution services offered by A2legacy Execution Division or any other A2legacy group entity (including parent, subsidiaries, affiliates and related group companies of A2legacy) or through any other entity recommended by the A2legacy IA Division.
Any fees and charges payable by you for execution services must be paid directly to the respective service provider and not through the A2legacy IA Division.
We trust that, before acting on our advice, you have gone through all the relevant information about the product provided to you and have sought requisite clarification.
The A2legacy IA Division shall not receive any consideration by way of remuneration, compensation or otherwise from any person other than the client being advised in respect of the underlying products or securities.
The A2legacy IA Division shall maintain complete confidentiality of all information provided by you and shall not disclose such information without your prior consent, except where required under applicable laws or regulatory directions. The A2legacy IA Division may obtain information relating to your transactions, portfolio, funds and securities from the A2legacy Execution Division, any A2legacy group entity (including parent, subsidiaries, affiliates and related group companies), or any third-party executor to provide informed and appropriate advice.
The A2legacy IA Division, while advising on offshore investments, does not act as an agent for any overseas mutual fund or foreign financial services company. The advice provided on such offshore investments shall not amount to solicitation by A2legacy or any A2legacy group entity.

Investor adviser disclaimer

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